Regulation

The Companies That Make Up the FXCM Group Are Regulated In Several Jurisdictions:

Forex Capital Markets LLC
NFA # 0308179

Forex Capital Markets Ltd.
FCA # 217689

FXCM Australia Pty. Limited ASIC
ACN: 121934432
AFSL: 309763

FXCM FRANCE LTD.
FXCM France is registered with the Autorité de Contrôle Prudentiel (ACP), as the branch of Forex Capital Markets Ltd. In addition, FXCM is also subject to the regulatory authority in the following areas respectively cited:

ACP - Regulating Anti - Money Laundering
Autorité des Marchés Financiers (AMF) - Règles de conduite et Principes d'Exécution (Rules of Conduct and Principles of Implementation)

FXCM LLC is a registered Futures Commission Merchant (FCM) and Retail Foreign Exchange Dealer (RFED) with the Commodity Futures Trading Commission (CFTC) and is a member of the National Futures Association (NFA). As a vocal advocate of foreign exchange regulation and increased investor protection, the FXCM group of companies (collectively, the “FXCM Group”) has companies registered and regulated by many of the most respected regulatory bodies in the world. Forex Capital Markets Limited is regulated by the Financial Conduct Authority (FCA) in the UK.

FXCM South Africa (PTY) LTD is an authorized Financial Services Provider and is regulated by the Financial Services Board under registration number 46534. FXCM South Africa (PTY) LTD is doing business under the FXCM brand. The FXCM group of companies (collectively, the “FXCM Group”) does not own or control any part of FXCM South Africa (PTY) LTD.

Financial Standards and Oversight

FCMs are required to meet strict financial standards, including capital adequacy requirements. On a regular basis, FCMs are required to submit financial reports to regulators. These standards are enforced by the NFA, which has the right to fine firms and/or terminate an FCM's regulatory status for violations.

Greater Transparency Of Business Practices

The National Futures Association keeps records of all formal proceedings against Futures Commission Merchants. With a couple clicks of the mouse, a trader can find out if the firm has had serious problems with clients or regulators. Information can be found online at: http://www.nfa.futures.org/basicnet/

View the profitability numbers for clients of Forex Capital Markets, LLC

A Framework For Dispute Resolution

The U.S. regulatory framework is widely regarded as one of the best in the world for investor protection. If a dispute with an FCM arises, investors can turn to the NFA or the CFTC.

Risk Warning: Our service includes products that are traded on margin and carry a risk of losses in excess of your deposited funds. The products may not be suitable for all investors. Please ensure that you fully understand the risks involved.